Marshall · Compliance desk
Check a SOCA before it goes to audit
Drop the SOCA and its documents. You get a quick check in under a minute, then two reviews: the Auditor's Review (what your file proves) and the Peer Review (wording you can paste in to finish the SOCA).
- 1Drag in the SOCA and supporting documents
- 2See straight away what's missing
- 3Read both reviews here, or download the PDFs
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Use your BTB Finance Google account. Only invited brokers can sign in.
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Emailed SOCAs keep working as before, and they appear in your review history too.